IRS WISP Compliance Made Simple
Protect client data, meet federal requirements,
&
strengthen trust in your business.
Why You Need a WISP
Data protection isn’t just best practice — it’s a legal requirement.
The FTC Safeguards Rule and IRS Publication 4557 mandate that financial professionals have documented measures to protect client information.
A WISP helps you:
• Comply with federal requirements
• Protect clients from identity theft and data breaches
• Earn trust and maintain your reputation
• Qualify for cyber insurance and pass audits confidently
FTC & IRS WISP Compliance
If your firm handles sensitive financial information, you’re required by the FTC Safeguards Rule and the IRS to maintain a Written Information Security Plan (WISP). Our 3-step program makes compliance simple, affordable, and stress-free.
Step 1 – Secure Your Environment
We implement baseline security measures, tools, and staff training to protect your systems and client data.
Lay the foundation for a secure workplace.
Step 2 – Develop Your WISP & Policies
Our experts build your customized Written Information Security Program (WISP) and the supporting policies required by FTC and IRS guidelines.
Turn best practices into documented compliance.
Step 3 – Assess & Maintain
We conduct your annual risk and compliance assessment to keep your documentation current and your firm audit-ready.
Stay compliant and confident year after year.
What’s Included
Custom Written Information Security Plan (WISP)
A personalized document that meets FTC and IRS requirements, tailored to your firm’s size and operations.
FTC & IRS-required policies and procedures
We create the essential policies for access control, data protection, incident response, and backups,.
Security awareness training for staff
nteractive employee training to help your team recognize threats like phishing and social engineering.
Email and endpoint protections
Guidance and tools to secure email accounts, devices, and data wherever your team works.
Risk assessment and compliance report
A yearly review that ensures your documentation and security practices stay up-to-date.
Ongoing support and updates
Our team is here to help you maintain compliance and adapt as requirements or your environment change.
IRS WISP compliance doesn’t have to feel overwhelming. We help you meet IRS WISP requirements with confidence, from documentation to implementation, ensuring your firm stays protected and audit-ready.
FAQ
Do I really need a WISP?
Yes — if you handle customer financial information, the FTC Safeguards Rule and IRS require you to have a WISP.
What if I already have some security tools?
Perfect — we’ll build on what you have, fill any gaps, and document everything properly.
How long does it take?
Most firms complete the program within 2–3 weeks.
Will you train my staff?
Yes. Staff security training is included in the program.